Skip to content

1. χ_{BM}(G_T)≤3

problem

Let XX be a Polish space and let T ⁣:XXT\colon X→X be a Borel map without fixed points. Fill in the details of the proof that χBM(GT)3χ_{BM}(G_T)≤3 sketched in class.

Here’s the outline of how the proof goes:

  • Find a Borel set AXA⊆X so that the set of vertices

    X{xX:(x,Tx,T2x,) visits A and A both infinitely often} X' ≔ \{x∈X : \text{\((x,Tx,T²x,…)\) visits $A$ and $A^∁$ both infinitely often}\}

    is comeager (in XX).

    To do so, start with a countable Borel proper coloring c ⁣:XNc\colon X→ℕ. Partition XX into two subsets P,PP,P^∁.

    P={x:(c(Tnx))n=0 decreases infinitely often},P={x:(c(Tnx))n=0 eventually only increases}.\begin{aligned} P &= \{x : \text{\((c(Tⁿx))_{n=0}^∞\) decreases infinitely often}\}, \\ P^∁ &= \{x : \text{\((c(Tⁿx))_{n=0}^∞\) eventually only increases}\}. \end{aligned}

    We will construct A0PA₀⊆P and A1PA₁⊆P^∁, then set A=A0A1A=A₀∪A₁:

    • Take A0={xP:c(Tx)<c(x)}A₀=\{x∈P:c(Tx)<c(x)\}.

    • Within PP^∁, for each xXx∈X let C(x)={c(Tnx)}nNC(x)=\{c(Tⁿx)\}_{n∈ℕ} (the set of all colors in the TT-orbit of xx), and let

      𝒮(x){S2N:[C(x)S],[C(x)S] both infinite}. 𝒮(x) ≔ \{S∈2^ℕ : \text{\([C(x)∩S],[C(x)∖S]\) both infinite}\}.

      Equivalently, S𝒮(x)S∈𝒮(x) if and only if (Tnx)n=0(Tⁿx)_{n=0}^∞ visits c1(S)c⁻¹(S) and c1(S)c⁻¹(S)^∁ both infinitely often, i.e., (c(Tnx))n=0(c(Tⁿx))_{n=0}^∞ visits SS and SS^∁ both infinitely often.

      Observe that for each fixed xPx∈P^∁, 𝒮(x)𝒮(x) is comeager in 2N2^ℕ. Then by Kuratowski–Ulam, for generic S2NS∈2^ℕ,

      Y(S){xP:[C(x)S],[C(x)S] both infinite} Y(S) ≔ \{x∈P^∁ : \text{\([C(x)∩S],[C(x)∖S]\) both infinite}\}

      is comeager in PP^∁. So fix such an SS and let A1=c1(S)A₁=c⁻¹(S).

    So A=A0A1A=A₀∪A₁ is the set of points satisfying

    • if (c(Tnx))n=0(c(Tⁿx))_{n=0}^∞ decreases infinitely often, then c(Tx)<c(x)c(Tx)<c(x);
    • if (c(Tnx))n=0(c(Tⁿx))_{n=0}^∞ eventually only increases, then c(x)Sc(x)∈S.

    Then A=(PA0)(PA1)A^∁=(P∖A₀)∪(P^∁∖A₁) is the set of points xx satisfying

    • if (c(Tnx))n=0(c(Tⁿx))_{n=0}^∞ decreases infinitely often, then c(Tx)>c(x)c(Tx)>c(x);
    • if (c(Tnx))n=0(c(Tⁿx))_{n=0}^∞ eventually only increases, then c(x)Sc(x)∉S.

    To see that XX' is comeager, notice that if xXx∈X'^∁ then it can only fail the second case (where xPx∈P^∁), and so xPY(S)x∈P^∁∖Y(S). So XPY(S)X'^∁⊆P^∁∖Y(S), but recall that Y(S)Y(S) is comeager in PP^∁, so XX' is comeager as well.

  • XX' and XX'^∁ are TT-invariant, which means that there are no edges between GT[X]G_T[X'] and GT[X]G_T[X'^∁]. So color these components separately:

    • In XX', both AA and AA^∁ are recurrent, so use the Borel construction to 33-color GT[X]G_T[X'].

    • XX'^∁ is comeager, so 33-color it arbitrarily (using the general result that χ(GT)3χ(G_T)≤3, via De Bruijn–Erdős).